A legal document that provides details about an offering that is required by and filed with the Securities and Exchange Commission.
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    • Co-Underwriter

      Underwriter, displayed on the upper right side of the prospectus that assists the Lead Underwriter.
    • Lead Underwriter

      This is the Underwriter that leads an offering, located in the upper left hand side of the prospectus.
    • Underwriting Syndicate

      A group of Underwriters that have agreed to underwrite a portion of the offering but they will not lead or co-manage the offering.These Underwriters are listed on the bottom of the front page of the prospectus.
    • What is an IPO? How does it work?

      An Initial Public Offering (IPO) is the first time that the stock of a private company is offered to the public. IPOs are often issued by smaller, younger companies seeking capital to expand, but they can also be done by large privately owned ...